Capital Management Group of New York specializes in comprehensive Plan Fiduciary Support Services, portfolio management and employee education tools that help plan sponsors and participants make informed decisions.
Click on our process diagram below to learn more:
We take the time to learn about your needs. It’s important to ensure you’re delivering high quality benefits that are designed to attract and retain high quality employees. Reviewing your Investment Policy Statement and Education Policy Statement on a regular basis helps to meet your fiduciary standards as a plan sponsor. It’s important to benchmark your plan to make sure you’re receiving the best possible pricing & service available in the marketplace.
Through our strategic alliances, we’re able to deliver plans that are custom tailored to meet your needs. We’ll make recommendations, build a timetable for implementation and develop a review process to ensure the programs you offer today are still relevant tomorrow.
With a strategy in place, we will design an Investment Policy Statement (IPS) and Education Policy Statement (EPS) then choose an investment lineup that will meet your fiduciary standards. Having a well-designed EPS will help create excitement around the benefits and show employees that a lot of time and thought has been invested in their benefits.
Businesses evolve and so should your benefit offerings. We conduct annual plan level reviews to monitor, and when necessary, adjust the IPS and EPS. Investment offerings are reviewed regularly and replaced when they do not meet the standards of the IPS. Having a consistent, proven review process will help you meet your fiduciary responsibilities and confirm the benefits you’re offering employees are competitive.
The Retirement Planning Specialist title is awarded by AXA Advisors, based upon the Financial Professional's (FP) receipt of a Certificate in Retirement Planning from the Wharton School, University of Pennsylvania. In a collaboration between the Wharton School and AXA Advisors' affiliate, AXA Equitable Life Insurance Company (NY, NY), coursework for the certificate was developed exclusively for AXA Advisors FPs, and the title may be used only by FPs who have completed the required coursework and maintain the title through ongoing continuing education requirements. To verify that an FP has earned and holds the title in good standing, contact AXA Equitable at email@example.com. Complaints about an AXA Advisors FP should be directed to firstname.lastname@example.org. Securities offered through AXA Advisors, LLC (212-314-4600), member FINRA/SIPC. Investment advisory products and services offered through AXA Advisors, LLC, an investment advisor registered with the SEC. Annuity and insurance products offered through AXA Network, LLC. AXA Network, LLC does business in California as AXA Network Insurance Agency of California, LLC and, in Utah, AXA Network Insurance Agency of Utah, LLC. AXA Advisors and its affiliates do not provide tax or legal advice. Individuals may transact business and/or respond to inquiries only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer. Capital Management Group is not a registered investment advisor, and is not owned or operated by AXA Advisors or AXA Network. Link to axa.com. PPG 118954 (11/16)(Exp 11/18)