ABOUT US

ABOUT US

SCOTT G. MOULTON

Financial Consultant, CFS, AIF®
Accredited Investment Fiduciary®
The Retirement Planning Specialist title is awarded by AXA Advisors, based upon the Financial Professional’s (FP) receipt of a Certificate in Retirement Planning from the Wharton School, University of Pennsylvania. In collaboration between the Wharton School and AXA Advisors’ affiliate, AXA Equitable Life Insurance Company (NY, NY), coursework for the certificate was developed exclusively for AXA Advisors FPs, and the title may be used only by FPs who have completed the required coursework and maintain the title through ongoing continuing education requirements. To verify that an FP has earned and holds the title in good standing, contact AXA Equitable at retirement@axa-equitable.com. Complaints about an AXA Advisors FP should be directed to customer.relations@axa-equitable.com.
Scott G. Moulton is a financial consultant with Capital Management Group. Scott joined Capital Management Group in 2010 and focuses on financial planning, wealth management, employee benefit planning and currently oversees the firm’s qualified plan division. 

Scott has worked as a financial consultant since 2000. Prior to joining Capital Management Group, he was a financial consultant with The MONY Group which was later acquired by AXA Equitable, an affiliate of AXA Advisors, LLC.

Scott is a graduate of Quinnipiac University with a Bachelor of Science degree in Marketing. He has achieved the Certified Fund Specialist (CFS) designation from the Institute of Business and Finance and is an Accredited Investment Fiduciary® (AIF®). He has a Certificate in Retirement Planning from the Wharton School, University of Pennsylvania. Scott is a member of the National Association of Insurance and Financial Advisors (NAIFA) and the Million Dollar Round Table (MDRT). He has been the recipient of the Five Star Wealth Manager award from 2010-2013 and again in 2015 and is also a member of AXA Advisor’s Circle of Excellence. 

Scott has been an active member of the Devon Rotary Club in Milford, CT, where he served as President in 2012/2013 and has been honored as a Paul Harris Fellow. In 2015, Scott was awarded the Norm Parcell’s award for his years of service and dedication to Rotary. He currently sits on The Devon Rotary Foundation Trust board of directors.

In 2014, Scott served as The Chairman of The Board for the Milford Chamber of Commerce and has been involved in numerous committees for the Milford Chamber of Commerce since his involvement in 2000. Scott continued to serve the Milford community in 2015 as the President of Milford Progress Inc. (MPI) where he currently serves as Immediate Past-President. In addition, Scott volunteers his time as a board member for The City of Milford’s Health & Human Services. In 2006, Scott was a member of the New Haven Business Times “40 under 40” class in recognition of his community involvement and professional achievements. In 2016 he was honored by The United Way of Milford with the “Spirit of Milford” award.

Scott lives in Milford, CT, with his wife Diane and their four children Claire, Avery, Reid, and Emme. In his free time, he enjoys golf, travel, spending time with family and coaching Reid’s little league team.

KEVIN SMALL

Financial Consultant, CFP®, AIF®
CERTIFIED FINANCIAL PLANNER™
Accredited Investment Fiduciary®
Kevin has worked in the industry since 2012. Prior to Capital Management Group, Kevin was a financial consultant with AXA Advisors. Kevin works with a team of financial professionals that strive to provide knowledgeable, objective financial guidance and customized strategies to individuals and small businesses.

Kevin graduated from the University of Miami with a Bachelor’s of Business Administration and majored in Finance with a minor in Sport Administration. He has obtained the CERTIFIED FINANCIAL PLANNER™ Professional (CFP®) designation and is also an Accredited Investment Fiduciary® (AIF®). He holds a FINRA Series 7 and 66 securities registration license and a Life, Health and Disability Income insurance license.

Kevin lives in Hamden, CT, with his wife Lauren. In his free time, he enjoys golf, basketball, football, and spending time with family and friends.

Securities offered through AXA Advisors, LLC (NY, NY 212-314-4600), member FINRA, SIPC. Investment advisory products and services offered through AXA Advisors, LLC, an investment advisor registered with the SEC. Annuity and insurance products offered through AXA Network, LLC. AXA Network, LLC does business in California as AXA Network Insurance Agency of California, LLC and in Utah as AXA Network Insurance Agency of Utah, LLC. AXA Advisors, AXA Equitable Life Insurance Company (AXA Equitable) (NY, NY), and AXA Network are affiliated companies and do not provide tax or legal advice.  Ref. PPG-118954 (09/2019)
JESSICA STREIT
Advisor Assistant
JENNIFER YOUNG
Executive Assistant
PAUL NAPLES
Client Relationship Manager - Employer Sponsored Services

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ACCREDITED INVESTMENT FIDUCIARY

MILFORD, CT -- April, 2016 -- Scott Moulton has been awarded the Accredited Investment Fiduciary® (AIF®) designation from the Center for Fiduciary Studies™ (the Center), the standards-setting body for fi360. The AIF designation signifies specialized knowledge of fiduciary responsibility and the ability to implement policies and procedures that meet a defined standard of care. The designation is the culmination of a rigorous training program, which includes a comprehensive, closed-book final examination under the supervision of a proctor, and agreement to abide by the Code of Ethics and Conduct Standards. On an ongoing basis, completion of continuing education and adherence to the Code of Ethics and Conduct Standards are required to maintain the AIF designation.

Moulton, a resident of Milford, CT, works with individuals and business owners to help them define their retirement goals and formulate strategies to help meet their unique needs and objectives.

fi360, based near Pittsburgh, Pa., is the first full-time training and research facility for fiduciaries, and conducts training programs throughout the United States and abroad. The Center for Fiduciary Studies confers the AIF designation as well as the Accredited Investment Fiduciary Analyst™ (AIFA®) and Professional Plan Consultant™ (PPC™) designations. AIFA designation holders are the only recognized professionals trained to perform fiduciary assessments, which measure how well investment professionals are fulfilling the fiduciary duties required of them by the applicable investment legislation, case law, and regulatory opinion letters. PPC designation holders possess an ability to employ best practices that help plan sponsors run successful and compliant practices. The PPC designation is awarded to those who complete a curriculum based on ERISA regulations and industry best practices as it pertains to the management of a qualified plan.

About fi360

fi360 helps its clients gather, grow, and protect assets through better investment and decision-making. Since 1999, fi360 has been providing innovative solutions to financial services providers, including the AIF® and AIFA® training programs, the fi360 Toolkit™ software, and fi360 Fiduciary Score®. Our vision is to be the leading provider of services that raise the level of professionalism in investment management.

With extensive education, certification, software, and practice management offerings, fi360 is a one-stop shop equipped to provide individuals and organizations with the training, tools, and resources necessary to become more successful.

LEARN ABOUT THE BENEFITS

MY WHARTON EXPERIENCE

Scott Moulton has earned a Certificate in Retirement Planning from The Wharton School of the University of Pennsylvania, and has been awarded AXA Advisors' Retirement Planning Specialist title for completing the AXA Equitable At Retirement® education program. Only a select group of AXA Advisors financial professionals nationwide complete this elite program.

The Wharton School is recognized around the world for its academic excellence at every level of business education.

The certificate curriculum was developed for AXA Advisors' Financial professionals to provide a higher level of preparation and knowledge to best serve the retirement planning needs of their valued clients. This weeklong course included 50 hours of intensive study taught by 10 Wharton School faculty members. Topics covered included:
  • Identifying, Mitigating and Insuring Retirement Risks
  • Qualified and Non-Qualified Plans and their Roles in Retirement Planning
  • Medicare and Social Security - Dealing with Institutional Risk
  • Asset Allocation and Diversification
  • Real Estate in the Retirement Portfolio
  • Estate Planning and Tax Issues in Retirement
The Wharton program is part of AXA Equitable's overall commitment to providing clients with the most comprehensive and up-to-date advice on a broad range of financial topics related to retirement. After completion of the initial program, participants are also invited to attend an annual At Retirement® forum featuring Wharton faculty and industry experts to further continue their retirement education. AXA Equitable chose Wharton because of its leadership in management research, education and knowledge creation.

Focusing on specific concepts and issues that are most important to the At Retirement® generation, AXA Equitable and The Wharton School developed this comprehensive program. Selected on the basis of their value-based approach to relationship management, participants worked to strengthen their retirement risk-management and financial asset allocation knowledge and methodology.

Scott Moulton works with individuals and business owners to help them define their retirement goals and formulate strategies to help meet their unique needs and objectives.
Offers business insights, information and research.

Securities offered through AXA Advisors, LLC (NY, NY 212-314-4600), member FINRA, SIPC. Investment advisory products and services offered through AXA Advisors, LLC, an investment advisor registered with the SEC. Annuity and insurance products offered through AXA Network, LLC. AXA Network, LLC does business in California as AXA Network Insurance Agency of California, LLC and in Utah as AXA Network Insurance Agency of Utah, LLC. AXA Advisors, AXA Equitable Life Insurance Company (AXA Equitable) (NY, NY), and AXA Network are affiliated companies and do not provide tax or legal advice.

GE 107256 (9/15)(Exp 9/17)
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